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Faced 5+ Years in Prison

People Vs Joseph Amico

Covered by NYDaily News. Las Vegas man accused of threatening a prominent attorney and making vile remarks.

Faced 10+ Years in Prison

People Vs. Anna Sorokin

Covered by New York Times, and other outlets. Fake heiress accused of conning the city’s wealthy, and has an HBO special being made about her.

Faced 3+ Years in Prison

People Vs. Genevieve Sabourin

Accused of stalking Alec Baldwin. The case garnered nationwide attention, with USAToday, NYPost, and other media outlets following it closely.

Faced Potential Charges

Ghislaine Maxwell Juror

Juror who prompted calls for new Ghislaine Maxwell trial turns to lawyer who defended Anna Sorokin.

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CFTC Enforcement Attorneys

CFTC investigations and enforcement actions – we handle them nationwide. The United States CFTC Division of Enforcement investigates, and prosecuted, any alleged violations that comprise the Commodity exchange act and CFTC regulations. CFTC Enforcement Attorney Todd Spodek can help with all aspects of a CFTC inquiry, ranging from informal inquiries, to formal investigations, enforcement actions, and more. It’s important that at the outset of any commodities investigation, or enforcement action, to create a strategy which will lead to a speedy resolution. In some cases, our law firm might advise you to cooperate with the government. In other cases, we might advise a more aggressive defense. Depending on the situation, our CFTC Enforcement Attorneys will advise you and guide you.

The most important thing you can be rest assured of – is the fact we’re going to look out for you, and care immensely about your best interests. Our team of CFTC Enforcement Attorneys has the ability to handle CFTC investigations nationwide. We can take over any investigation – regardless of the stage you’re at. With the Dodd-Frank amendments, the commodities environment has come under intense scrutiny. The Dodd-Frank amendments gave the CFTC And it’s Division of Enforcement a lot of authority to handle investigations.

What happens if you’re under investigation

The first thing you should do is speak to our CFTC Enforcement Attorneys. We can provide a risk free consultation to handle your CFTC investigation concerns.

CFTC Investigation Enforcement Attorneys

The CFTC is an agency that essentially regulates actions involving the trade industry. It is particularly powerful when pertaining to options, swaps or futures and has the ability to enforce actions against not only brokers but any operator at all. The bottom line is that the CFTC’s main responsibility is to ensure that everyone in the trade industry complies with the law. As a result, if you are uncertain about some of the laws in this area, it’s worth your while to consult with a CFTC investigation enforcement attorney.

About CFTC Enforcement and Compliance Lawyers

If anyone is found to have committed violations, or potentially done so, of CFTC regulations, the CFTC can impose penalties on the offenders. Penalties can include bans, fines or even criminal prosecution. The CFTC, also known as the United States Commodity Futures Trading Commission, performs investigations when it believes its laws and regulations have been violated and subsequently prosecutes for those violations. The Dodd-Frank amendment has made the CFTC’s authority even greater than ever, which makes getting the help of a CFTC investigation enforcement attorney that much more important.

What are Futures and Options?

Generally speaking, the CFTC protects futures and options. These two things are contracts that revolve around the ability to buy or sell an asset at any given time in the future. Futures contracts make the owner obligated to buy or sell an asset while options contracts give the owner the right to buy or sell assets.

There is an entire market that revolves around the trading of both futures and options contracts. Overall, businesses are the most likely to participate in these things to help save money on commodities as there is always a high possibility of prices of commodities increasing in the future.

CFTC Investigation Enforcement Attorneys

What are the Mission and Responsibilities of the CFTC?

The CFTC’s mission is to promote the development and growth of futures and options trading. It aims to make the market fair and competitive to the public and protects against any abusive, fraudulent practices.

The CFTC has the responsibility of regulating the market and ensuring that the Commodities Exchange Act (CEA) is fairly enforced. The CEA dates back to 1936, which was many years prior to the establishment of the CFTC. The CEA is a revised version of 1922’s Grain Futures Act. Back when the Grain Futures Act existed, the Department of Agriculture held responsibilities over the trading and commodities market. However, the market changed over the years and includes many different commodities, including gas, copper and gold.

What is the History of the Future Trading Industry and CFTC?

Commodities trading began back in the 1860s, long before the CFTC existed. Generally, the main area of commodities traded fell under the category of agriculture. As a result, the Grain Futures Act regulated the market. In 1936, it changed to become the Commodities Exchange Act, which still exists today. Newer commodities came into the market as a result.

Then, in 1974, the CFTC was founded and took responsibility of the Department of Agriculture by administering the future trading market. President Barack Obama gave the CFTC greater authority of the market as a result of 2008’s financial crisis through the creation of the Dodd-Frank Act.

 

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Testimonials

I was searching for a law firm with some power to help me deal with a warrant in New York . After 6 days I decided to go with Spodek Law Group. It helped that This law firm is well respected by not only the top law firms in New York , but the DA , Judge as well. I...

~Fonder Brandon

5 Stars
It was my good fortune to retain Spodek Law Group for representation for my legal needs. From the beginning, communication was prompt and thorough. Todd, Kenneth and Alex were the first people I worked with and they all made me feel comfortable and confident that the team was going to work hard for me. Everything was explained and any concerns...

~A G

5 Stars
After meeting with several law firms, I chose the Spodek Law Group not only for their professionalism and experience, but for the personal attention given to me right from the initial consultation. It is important to recognize how crucial having the right legal team is when faced with potentially life altering events that impact families and the lives of loved...

~George Cherubini

Spodek Law Group

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We Provide Superior Service, Excellent Results, At A Level Superior To Other Criminal Defense Law Firms. Regardless Of Where Your Case Is, Nationwide, We Can Help You.
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