Virginia Beach SEC Defense Lawyers

Virginia Beach SEC Defense Lawyers – Your Advocates Against Securities Charges

Being investigated or charged by the Securities and Exchange Commission can be an intimidating and stressful experience. However, you don’t need to face it alone. This guide will walk you through the SEC enforcement process and how an experienced defense lawyer can protect your rights.

Responding Strategically to an SEC Investigation

The SEC has broad authority to investigate suspected violations of securities laws, including insider trading, accounting fraud, breach of fiduciary duty, and more. If you receive a subpoena or request to testify, it’s essential to engage an SEC defense lawyer immediately. An experienced attorney can help you respond strategically instead of blindly handing over documents or sitting for interviews.

Your lawyer can negotiate the scope of SEC requests, prepare you for testimony, and overall protect your rights during the investigation. They will also provide counsel on whether to settle with the SEC early or take your chances fighting any charges. Having an advocate who understands SEC tactics levels the playing field.

Understanding the Most Common SEC Violations

Defense lawyers in Virginia Beach see many SEC cases stemming from:

• Insider trading – Buying or selling securities based on non-public information.
• Accounting fraud – Falsifying financial statements.
• Ponzi schemes – Using investments from new victims to pay earlier investors.
• Misrepresenting or omitting material facts about investments.
• Market manipulation through techniques like high-frequency trading, pump-and-dump schemes, and spoofing.
• Bribery of foreign officials to get business overseas.

Successfully defending complex SEC cases requires both securities law expertise and criminal defense experience. Virginia Beach has law firms capable of handling all aspects of SEC defense.

Navigating SEC Settlements or Taking Your Chances at Trial

Settlement is a common outcome in SEC probes. It avoids a trial, but can still mean injunctions, disgorgement of profits, and hefty fines. Your lawyer can negotiate to minimize the damage. However, some cases warrant fighting at trial if the SEC insists on draconian settlements or has a weak case.

If your case does go to trial, your Virginia Beach SEC defense lawyer’s primary job is undermining the SEC’s arguments and evidence. This often involves battling the SEC’s expert witnesses with your own credible experts. While most trials occur before an administrative judge, you have the right to a jury for any criminal charges.

Christine Twomey

2024-03-21

Just had my Divorce case settled 2 months ago after having a horrible experience with another firm. I couldn’t be happier with Claire Banks and Elizabeth Garvey with their outstanding professionalism in doing so with Spodek Law Group. Any time I needed questions answered they were always prompt in doing so with all my uncertainties after 30 yrs of marriage.I feel from the bottom of my heart you will NOT be disappointed with either one. Thanks a million.

Brendan huisman

2024-03-18

Alex Zhik contacted me almost immediately when I reached out to Spodek for a consultation and was able to effectively communicate the path forward/consequences of my legal issue. I immediately agreed to hire Alex for his services and did not regret my choice. He was able to cover my case in court (with 1 day notice) and not only was he able to push my case down, he carefully negotiated a dismissal of the charge altogether. I highly recommend Spodek, and more specifically, Alex Zhik for all of your legal issues. Thanks guys!

Guerline Menard

2024-03-18

Thanks again Spodek law firm, particularly Esq Claire Banks who stood right there with us up to the finish line. Attached photos taken right outside of the court building and the smile on our faces represented victory, a breath of fresh air and satisfaction. We are very happy that this is over and we can move on with our lives. Thanks Spodek law 🙏🏼🙏🏼🙏🏼🙏🏼🙌🏼❤️

Keisha Parris

2024-03-15

Believe every single review here about Alex Z!! From our initial consultation, it was evident that Alex possessed a profound understanding of criminal law and a fierce dedication to his clients rights. Throughout the entirety of my case, Alex exhibited unparalleled professionalism and unwavering commitment. What sets Alex apart is not only his legal expertise but also his genuine compassion for his clients. He took the time to thoroughly explain my case, alleviating any concerns I had along the way. His exact words were “I’m not worried about it”. His unwavering support and guidance were invaluable throughout the entire process. I am immensely grateful for Alex's exceptional legal representation and wholeheartedly recommend his services to anyone in need of a skilled criminal defense attorney. Alex Z is not just a lawyer; he is a beacon of hope for those navigating the complexities of the legal system. If you find yourself in need of a dedicated and competent legal advocate, look no further than Alex Z.

Taïko Beauty

2024-03-15

I don’t know where to start, I can write a novel about this firm, but one thing I will say is that having my best interest was their main priority since the beginning of my case which was back in Winter 2019. Miss Claire Banks, one of the best Attorneys in the firm represented me very well and was very professional, respectful, and truthful. Not once did she leave me in the dark, in fact she presented all options and routes that could possibly be considered for my case and she reinsured me that no matter what I decided to do, her and the team will have my back and that’s exactly what happened. Not only will I be liberated from this case, also, I will enjoy my freedom and continue to be a mother to my first born son and will have no restrictions with accomplishing my goals in life. Now that’s what I call victory!! I thank the Lord, My mother, Claire, and the Spodek team for standing by me and fighting with me. Words can’t describe how grateful I am to have the opportunity to work with this team. I’m very satisfied, very pleased with their performance, their hard work, and their diligence. Thank you team!

Anthony Williams

2024-03-12

Hey, how you guys doing? Good afternoon my name is Anthony Williams I just want to give a great shout out to the team of. Spodek law group. It is such a honor to use them and to use their assistance through this whole case from start to finish. They did everything that they said they was gonna do and if it ever comes down to it, if I ever have to use them again, hands-down they will be the first law office at the top of my list, thank you guys so much. It was a pleasure having you guys by my side so if you guys ever need them, do not hesitate to pick up the phone and give them a call.

Loveth Okpedo

2024-03-12

Very professional, very transparent, over all a great experience

Bee L

2024-02-28

Amazing experience with Spodek! Very professional lawyers who take your case seriously. They treated me with respect, were always available, and answered any and all questions. They were able to help me very successfully and removed a huge stress. Highly recommend.

divesh patel

2024-02-24

I can't recommend Alex Zhik and Spodek Law Firm highly enough for their exceptional legal representation and personal mentorship. From the moment I engaged their services in October 2022, Alex took the time to understand my case thoroughly and provided guidance every step of the way. Alex's dedication to my case went above and beyond my expectations. His expertise, attention to detail, and commitment to achieving the best possible outcome were evident throughout the entire process. He took the time to mentor me, ensuring I understood the legal complexities involved to make informed decisions. Alex is the kind of guy you would want to have a beer with and has made a meaningful impact on me. I also want to acknowledge Todd Spodek, the leader of the firm, who played a crucial role in my case. His leadership and support bolstered the efforts of Alex, and his involvement highlighted the firm's commitment to excellence. Thanks to Alex Zhik and Todd Spodek, I achieved the outcome I desired, and I am incredibly grateful for their professionalism, expertise, and genuine care. If you're in need of legal representation, look no further than this outstanding team.

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Google rating score: 4.9 of 5, based on 736 reviews

When an SEC Case Leads to Criminal Charges

For major violations, the Department of Justice may file criminal charges like wire fraud, mail fraud, conspiracy, obstruction of justice, or false statements. Now your lawyer needs experience defending criminal trials before a jury.

The SEC may also use threats of criminal referral to pressure you into a tough settlement. A knowledgeable SEC defense lawyer can say whether this threat is real or just a negotiation tactic.

Handling Parallel Investigations

Frequently an SEC case triggers other federal and state probes by the IRS, FBI, FINRA, CFTC, and more. Your attorney needs to quarterback the overall defense strategy across these parallel investigations.

Virginia Beach SEC Defense Firms